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© 2006 - Physician Advisory Resources, LLC |
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The broker-dealer, investment advisor, BD agent or IA rep in question may only transact business in a state if first registered, excluded or exempted from state broker-dealer, investment adviser, BD agent or IA rep registration requirements, as may be; and follow-up, individualized responses to person in a state by such broker-dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, as may be, will not be made absent compliance with state broker-dealer, investment adviser, BD agent or IA rep registration requirements, or an applicable exemption or exclusion. Investment products and services available to residents of all states. Investment advisory services and securities offered through FSC SECURITIES CORPORATION. A registered broker/dealer Member NASD/SIPC and an SEC registered investment advisor. Advisory services also offered through Cozad Asset Management, registered investment advisors. |
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